Investment advisers and others involved in the implementation of the new IA AML mandate have been alert to potential ramifications to the rule due to the upcoming change in administration. Upon review, K2 Integrity and industry experts do not anticipate the final rule to be affected by the new administration; therefore, IAs should be acting now to be in full compliance by 1 January 2026. Join us for a discussion of the complexities of the IA BSA/AML Rule and what steps firms should be undertaking, including discussion on:
- The underlying complexities of the rule—broader than KYC
- Understanding key inherent AML risks
- The importance of establishing an appropriate timeline for implementation
- What to expect in the examination process
- The implications for noncompliance
Join our panel of experts for a one-hour session where they will discuss implications for policies, procedures, and controls; governance and operational processes; third-party contractual arrangements; and other matters. You’ll hear from Justina Rousseau, senior managing director at K2 Integrity; Aseel Rabie, counsel at Debevoise & Plimpton LLP; and moderator Sarah Runge, executive managing director at K2 Integrity.
