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In this one-hour session our panel of experts discuss the complexities of the Investment Adviser BSA/AML Rule and what steps firms should be undertaking, including discussion on:
- The underlying complexities of the rule—broader than KYC
- Understanding key inherent AML risks
- The importance of establishing an appropriate timeline for implementation
- What to expect in the examination process
- The implications for noncompliance
You’ll hear from Justina Rousseau, senior managing director at K2 Integrity; Aseel Rabie, counsel at Debevoise & Plimpton LLP; and moderator Sarah Runge, executive managing director at K2 Integrity.
